AVANTI WEALTH MANAGEMENT PRIVACY POLICY

We respect and protect the privacy of our clients. Avanti Wealth Management does not share your information with outside companies for promotional use. This is our annual reminder about our privacy practices. If you have any questions, please contact us.

Sincerely,
the Avanti Wealth Management Team

Purpose of Letter

The purpose of this letter is to inform all those associated with us that on June 22, 2000; the Securities and Exchange Commission issued a new rule, Regulation S-P. Regulation S-P serves to implement the privacy requirements of the Gramm-Leach-Bliley Act. Therefore, by law we are required to disclose to you our privacy policies.

Avanti Wealth Management’s Privacy Policy

Avanti Wealth Management realizes and values that each one of our clients has entered into a trusting relationship with us. Therefore, respecting the privacy and security of a customer’s personal information is our top priority. Avanti Wealth Management’s primary client goal is to safeguard your privacy while offering the best products and services that are available.

Avanti Wealth Management will not nor has ever disclosed any of our customer’s or former customer’s non-public personal information to any outside third parties, except where required by law. However, to service our clients we do collect and use personal information from such sources as:

- Information reported by you on applications or other forms you provide to us
- Information about your transactions with us or our affiliates

Once this information is collected by us or through one of our affiliates it is then queued into an online system which is used by Avanti Wealth Management and it’s affiliates as a means to pool together pertinent non-public personal information. Pooling this information together into one source facilitates our ability to properly monitor the correctness, suitability, and timeliness of business transactions within individual accounts.

Implementation

In order to implement the Securities and Exchange Commission’s new rule, we will continue to internally safeguard your nonpublic personal information by restricting access to only those employees who provide products or services to you or those who need access to your information in order to service your account. Avanti Wealth Management will maintain physical and procedural safeguards that meet federal and state standards to guard your nonpublic personal information. In addition, Avanti Wealth Management has implemented many safeguards to meet Federal and State standards for protecting non-public personal information that is kept online. Implementation of password protection, SSL Encryption, Virus scans, and a Firewall have all been utilized to safeguard your online non-public personal information while giving us an opportunity to better service your needs.

Opt Out Policy

You may request us not to share personal information about you with outside companies, except that we may disclose information as required or permitted by law. Required disclosures are made, for example, to outside auditors and to vendors assisting us in opening, maintaining or servicing your account.
You may also request that we do not contact you by mail, telephone or e-mail for products and services that are not directly related to your account and that are outside our regular communications with you (such as your monthly statement, customer service e-mails or when you call our client service team). To request that we limit access to your information as described above, send us a written request to: Avanti Wealth Management, LLC. 100 Crown Oak Centre Drive, Longwood, Florida 32750

Revised 7-08

All Materials Copyright © 2008 Avanti Wealth Management, LLC